NASD FR-1 - FORM FR-1 OF THE NATIONAL ASSOCIATION OF SECURITIES DEALERS, U.S.

NASD FR-1 - FORM FR-1 OF THE NATIONAL ASSOCIATION OF SECURITIES DEALERS, U.S.
документ, требуемый Национальной ассоциацией дилеров по ценным бумагам от иностранных дилерских фирм в качестве подтверждения их согласия подчиняться правилам ассоциации относительно “горячих” займов (не наживаться на перепродаже, в т.ч. через подставных лиц) NASDAQ - National Association of Securities Dealers Automated Quotations System,

Англо-русский словарь акронимов и аббревиатур, используемых в банковской и финансовой деятельности (Glossary of International Banking & Finance Acronyms and Abbreviations). 2013.

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  • National Association Of Securities Dealers - NASD — The NASD was a self regulatory organization of the securities industry responsible for the operation and regulation of the Nasdaq stock market and over the counter markets. It also administrated exams for investment professionals, such as the… …   Investment dictionary

  • Securities Exchange Act of 1934 — The Securities Exchange Act of 1934 is a law governing the secondary trading of securities (stocks, bonds, and debentures). The Act, 48 Stat. 881 (June 6, 1934), codified at usc|15|78a et seq., was a sweeping piece of legislation. The Act and… …   Wikipedia

  • U.S. Securities and Exchange Commission — Infobox Government agency agency name = U.S. Securities and Exchange Commission nativename = SEC seal width = 140px seal caption = formed = June 6, 1934 jurisdiction = Federal government of the United States headquarters = Washington, D.C.… …   Wikipedia

  • Fifth Amendment to the United States Constitution — United States of America This article is part of the series: United States Constitution Original text of the Constitution Preamble Articles of the Constitution I · …   Wikipedia

  • SEC Form BDW — A form that must be completed by all securities broker dealers and submitted to the Securities and Exchange Commission (SEC) in order to terminate status as a registered broker. Form BDW can be used by the broker dealer to file either a full… …   Investment dictionary

  • Economic Affairs — ▪ 2006 Introduction In 2005 rising U.S. deficits, tight monetary policies, and higher oil prices triggered by hurricane damage in the Gulf of Mexico were moderating influences on the world economy and on U.S. stock markets, but some other… …   Universalium

  • American Stock Exchange — the second largest stock exchange in the U.S., located in New York City. Abbr.: ASE, A.S.E. Also called AMEX, Amex. Formerly, New York Curb Exchange. Cf. New York Stock Exchange. * * * ▪ finance       major U.S. stock exchange that also handles… …   Universalium

  • Financial Industry Regulatory Authority — In the United States, the Financial Industry Regulatory Authority, Inc., or FINRA, is a private corporation that acts as a self regulatory organization (SRO). FINRA is the successor to the National Association of Securities Dealers, Inc. (NASD).… …   Wikipedia

  • NASDAQ — /nas dak, naz /, n. National Association of Securities Dealers Automated Quotations: a system for quoting over the counter securities. * * * in full National Association of Securities Dealers Automated Quotations U.S. market for over the counter… …   Universalium

  • NASDAQ — Type Stock exchange …   Wikipedia

  • Security (finance) — This article is about the negotiable instrument. For the legal right given to a creditor by a borrower, see Security interest. Securities Securities Bond …   Wikipedia


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